A Responsible Manager is one of ASIC’s marvellous creations. As such, a Responsible Manager is not defined in legislation – a person will be deemed a Responsible Manager if they are nominated and meet the necessary qualification and experience requirements set out by ASIC in RG 105 and RG 206. In essence, a Responsible Manager is a key individual within a business that ASIC looks at to ensure that the licensee is “competent” to provide its financial services (in the case of an AFSL) or credit activities (in the case of an ACL).
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Training Client Testimonials
Compliance made enjoyable.
Oliver Imre
IG MarketsIt brought me back to the basic requirements of AFSL Compliance.
Elliot Opolion
ADP Employer ServicesI liked the inclusion of all participants, diversity of participants, breadth of topics covered.
Jillian Haggerty
Challenger Financial Services GroupFlushed out the real issues - provided insight in how to conduct oneself as a RM.
Mark Lewin
Avenue Capital Management
