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Responsible Managers Online

Resources for Responsible Managers of Australian Financial Services Licencees and Australian Credit Licencees.

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Training

Training courses and CPD seminars for Australian Financial Service Licence and Australian Credit Licence Responsible Managers.

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RM Network

Connect with other compliance professionals via our LinkedIn Group; and find free answers to common Financial Services Regulation (FSR) and Consumer Credit issues via our online Compliance Forum.

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Regulatory Updates

Our Tailored Regulatory Exchange monitors and summarises regulatory changes that are relevant to your Australian Financial Services Licence (AFSL) and Australian Credit Licence (ACL) authorisations.

What is a Responsible Manager?

A Responsible Manager is one of ASIC’s marvellous creations.  As such, a Responsible Manager is not defined in legislation – a person will be deemed a Responsible Manager if they are nominated and meet the necessary qualification and experience requirements set out by ASIC in RG105 and RG206.  In essence, a Responsible Manager is a key individual within a business that ASIC looks at to ensure that the licensee is “competent” to provide its financial services (in the case of an AFSL) or credit activities (in the case of an ACL).

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