A Responsible Manager is one of ASIC’s marvellous creations. As such, a Responsible Manager is not defined in legislation – a person will be deemed a Responsible Manager if they are nominated and meet the necessary qualification and experience requirements set out by ASIC in RG 105 and RG 206. In essence, a Responsible Manager is a key individual within a business that ASIC looks at to ensure that the licensee is “competent” to provide its financial services (in the case of an AFSL) or credit activities (in the case of an ACL).
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Training Client Testimonials
It brought me back to the basic requirements of AFSL Compliance.
Elliot Opolion
ADP Employer ServicesInsight into role of a Responsible Manager.
Andrew Merry
London Capital GroupSmall group enabled questions to be asked that were relevant to us.
Olympio Andronicos
Hume Building SocietyIt was informative, not boring, and interactive.
Bob Kelly
Eureka funds Management